transaction Archives - San Diego Corporate Law

Conflicts of Interest in Small Businesses
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Conflicts of Interest in Small Businesses

Business Newsletter

Conflicts of Interest in Small Businesses

Conflicts of Interest in Small Businesses Conflicts of interest arise often in small businesses, so identifying them and having a policy in place to prevent them are crucial. Generally, a conflict of interest refers to a situation where a principal in the business, such as an officer or director, [...]

By Corporate Attorney Michael J. Leonard, Esq.|2023-11-10T13:16:57-08:00April 21st, 2017|

Payment of Finder’s Fees for Securities Sales in California
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Payment of Finder’s Fees for Securities Sales in California

Business Newsletter, Securities

Payment of Finder’s Fees for Securities Sales in California

Payment of Finder’s Fees for Securities Sales in California California’s new law permitting payment of finder’s fees to middlemen in securities purchases creates new business incentives within the state. However, the law contradicts a long-held Securities and Exchange Commission policy against finder’s fees. Essentially, California has legalized payment of [...]

By Corporate Attorney Michael J. Leonard, Esq.|2023-11-10T13:13:21-08:00March 31st, 2017|